IN THE HIGH COURT OF NAMIBIA
CASE NO.: CC 32/2001
DATE: 01 MARCH 2010
REPORTABLE
In the matter between:
THE STATE
And
CALVIN LISELI MALUMO + 116 OTHERS
CORAM: HOFF, J
Heard on: 2009.04-06 - 08; 2009.04-20 - 24;
2009-04-27 - 29; 2009-05-18 - 20; 2009-0526 - 28; 2009-06-01 -
04; 2009.06.08 - 11; 2009.0615 - 18; 2009.06.22; 2009.06.25;
2009.06.29 - 30; 2009.07.01; 2009.07.06 - 09; 2009.07.14 - 16;
2009.07.20 - 21; 2009.07; 2009.09.14 - 17; 2009.09.21 - 24;
2009.09.28 - 30; 2009.10.01; 2009.10.05 - 08; 2009.10.26; 2009.11.03;
2009.11.23; 2009.11.30
Delivered on: 2010.03.01
JUDGMENT
TRIAL-WITHIN-A - TRIAL
HOFF, J:
[1] This Court has heard evidence in respect of
a number of contested admissions and confessions. Defence counsel
objected to the admissibility of these documents on the basis that
these admissions and confessions had not been deposed to by the
accused persons freely and voluntarily and that what was related in
those documents were as a result of what members of the security
forces forced or told the accused persons to narrate.
[2]
Sections 217 and 219 A of the Criminal
Procedure Act, 51 of 1977 deal with confessions and admissions
respectively and read as follows:
“Section 217. Admissibility of confession
by accused -
(1)
Evidence of any confession made by any person in relation to the
commission of any offence shall, if such confession is proved to have
been freely and voluntarily made by such person in his sound and
sober senses and without having been unduly influenced thereto, be
admissible in evidence against such person at criminal proceedings
relating to such offence: Provided -
(a)
that a confession made to a peace
officer, other than a magistrate or justice, or, in the case of a
peace officer referred to in section 334, a confession made to such
peace officer which relates to an offence with reference to which
such peace officer is authorized to exercise any power conferred upon
him under that section, shall not be admissible in evidence unless
confirmed and reduced to writing in the presence of a magistrate or
justice; and
(b)
that where the confession is made to a magistrate and reduced to
writing by him, or is confirmed and reduced to writing in the
presence of a magistrate, the confession shall, upon the mere
production thereof at the proceedings in question -
(i)
be admissible in evidence against such
person if it appears from the document in which the confession is
contained that the confession was made by a person whose name
corresponds to that of such person and, in
the
case of a confession made to a magistrate or confirmed in the
presence of a magistrate through an interpreter, if a certificate by
the interpreter appears on such documents to the effect that he
interpreted truly and correctly and to the best of his ability with
regard to the contents of the confession and any question put to such
person by the magistrate; and
(ii)
be presumed, unless the contrary is
proved, to have been freely and voluntarily made by such person in
his sound and sober senses and without having been unduly influenced
thereto, if it appears from the document in which the confession is
contained that the confession was made freely and voluntarily by such
person in his sound and sober senses and without having been unduly
influenced thereto.
(words
inserted by S 13 Act 56 of1979).
(2)
The prosecution may lead evidence in
rebuttal of evidence adduced by an accused in rebuttal of the
presumption under proviso (b) to subsection (1).
(3)
Any confession which is under subsection
(1) inadmissible in evidence against the person who made it, shall
become admissible against him -
(a)
if he adduces in the relevant
proceedings any evidence, either directly or in cross-examining any
witness, of any oral or written statement made by him either as part
of or in connection with such confession; and
(b)
if such evidence is, in the opinion of
the judge or the judicial officer presiding at such proceedings,
favourable to such person.”
“Section 219 A. Admissibility of
admission by accused -
(1)
Evidence of any admission made
extra-judicially by any person in relation to the commission of an
offence shall, if such admission does not constitute a confession of
that offence and is proved to have been voluntarily made by
that person, be admissible in evidence against
him at criminal proceedings relating to that offence: Provided that
where the admission is made to a magistrate and reduced to writing by
him or is confirmed and reduced to writing in the presence of
magistrate, the admission shall, upon the mere production at the
proceedings in question of the document in which the admission is
contained -
(a)
be admission in evidence against such
person if it appears from such document that the admission was made
by a person whose name corresponds to that of such person and, in the
case of an admission made to a magistrate or confirmed in the
presence of a magistrate through an interpreter, if a certificate by
the interpreter appears on such document to the effect that he
interpreted truly and correctly and to the best of his ability with
regard to the contents of the admission and any question put to such
person by the magistrate; and
(b)
be presumed, unless the contrary is
proved, to have been voluntarily made by such person if it appears
from the document in which the admission is contained that the
admission was made voluntarily by such person.
(2)
The prosecution may lead evidence in
rebuttal of evidence adduced by an accused in rebuttal of the
presumption under subsection (1).”
General
Principles
[3]
The admissibility of a statement,
whether classified as an admission or as a confession is determined
by a separate enquiry during the trial, referred to as a trial within
a trial.
In such an instance as a general rule the court
decides the issue of admissibility without having regard to the
actual contents of such a statement. The admissibility of an
admission or a confession is usually contested by alleging inter alia
that such statement had not been made freely and voluntarily in
circumstances where the deponent had been physically assaulted, or
threatened to make such an admission or confession or where the
statement given had been induced by a promise to the deponent which
threat or promise had been induced by a person in authority.
[4]
The onus is on the State to prove beyond
reasonable doubt that an admission had been made freely and
voluntarily. In addition to the factor of voluntariness, the State
must prove that the accused person was in his or her sound and sober
senses and had not been unduly influenced where it is alleged that
the accused person had confessed to the commission of an offence.
[5]
The question of admissibility is
determined separately from the question of guilt. A trial within a
trial has been described as “insulating the inquiry into
voluntariness in a compartment separate from the main trial,”
(S v de Vries 1989 (1) SA 228 (A) at 233 H), as a “watertight
compartment, with no spill-over into the main trial” (S v
Sithebe 1992 (1) SACR 347 (A) at 351 (a - b), and as a “one way
glass” where one is prevented from “peering into the
trial within a trial from the main trial” (S vMuchindu 2000 (2)
SACR 313 (WLD) at 315 (g) ).
[6]
The need for the aforementioned
description is that an accused person must be at liberty to challenge
the admissibility of an incriminating document in a trial within a
trial without fear of inhibiting his election whether or not to
testify on the issue of his alleged guilt.
(See S v Sithebe (supra) at 351 (a) ).
[7]
The ruling on admissibility in a trial
within a trial is interlocutory and may be reviewed at the end of the
trial in the light of later evidence. (See S v Muchindu (supra) at
316 (f - g); S v Mkwanazi 1966 (1) SA 736 (A) at 742 H - 743 A).
[8]
In Muchindu Schultz J said in this
regard at 316 g the following:
“This principle in itself shows that
subsequent evidence in the main trial may decisively affect the
determination of the issues in the trial-within-the-trial. If
subsequent evidence may, why not also earlier evidence ? What if
before anyone even asked for a trial-within- a-trial the
investigating officer in cross-examination rejected a suggestion of
the accused’s innocence by proudly pointing out that after he
had been beaten he confessed ?
and at 317 g - h
“Accordingly I rule that during the
course of this trial-within-a-trial reference may be made to evidence
already led in the main trial, and that the Court is entitled to rely
on such of that evidence as may be appropriate. ”
[9]
The general principle, of not allowing
the contents of a disputed statement to be disclosed before the
question of admissibility has been resolved by the court, is subject
to exceptions.
[10]
The first exception finds application in
the instance where it is alleged by a deponent that the contents of
the statement is false and had been provided to him by the police. In
such an instance the State is allowed to cross-examine an accused
person on the contents of the statement in order to show that the
accused person was indeed himself or herself the source of that
information and not the police as alleged by the accused. The object
of allowing crossexamination on the contents of the statement is
not to show that the contents are true but to attack the credibility
of the accused person.
(See S v Lebone 1965 (2) SA 837 (A); S v Mafuya
1992 92) SACR 381 (W)).
[11]
The second exception is manifested in
the instance where the accused person admitted having given the
statement himself or herself, however alleging that the contents of
such a statement has been invented and that it was done in order to
avoid being assaulted further by the police.
(See S v Gxokwe and Others 1992 (2) SACR 355
(C).
[12]
In Gxokwe (supra) dealing with those
instances described in the first exception the Court expressed itself
as follows on 358 (a - c).
“As I understand the rationale of those
decisions, it is that such an allegation by the accused is so much
part and parcel of his attack upon the admissibility of his
statement, and so, plainly relevant to the question of whether or not
he was coerced or unduly influenced to make the statement, that in
the interest of fairness the State must be permitted to explore by
appropriate cross-examination the truth or untruth of that particular
allegation. The outcome of such cross-examination is obviously highly
relevant to both the accused’s credibility as a witness in a
trial within a trial, and the control issue which is being considered
in such a trial, namely the voluntariness of the tendered statement.
I emphasise that here has to be a close logical correlation between
the accused’s allegation and the issues which are being
considered in the trial within a trial before it becomes legitimate
to cross-examine him upon the contents of his statement. ”
(See also S v Latha 1994 (1) SACR 447 (A) ).
[13]
The jurisdictional requirements for
admissibility of admissions and confessions (section 219 A and 217 of
Act 51 of 1977 as amended) have been provided with added impetus by
the inclusion in the Namibian Constitution of the provisions of
Article 12 and in particular Article 12 (1)(a) the right to a fair
trial, Article 12 (1)(d) presumption of innocence, Article 12 (1)(f)
the right against self-incrimination and the right to have evidence
obtained in violation of Article 8 (2)(b) excluded.
[14]
Article 8 (2)(b) of the Namibian
Constitution reads as follows:
“No persons shall be subjected to torture
or to cruel, inhuman or degrading treatment or punishment. ”
Article 12 (1)(f) provides inter alia that no
Court shall admit in evidence testimony which has been obtained in
violation of Article 8 (2)(b).
[15]
This Court as well as the Supreme Court
has in the past given a broad interpretation of the provisions of
Article 12 by giving meaning to those provisions beyond the mere
wording contained in the Article in order to give effect to the
principles of a fair trial and the values inherent in that concept.
(See S v Malumo and Others (2) 2007 (1) NR 198
at 211A - E).
[16]
It has been held in relation to the
requirement of a fair trial that an accused person has the right not
only to consult with a legal practitioner during the pre-trial
procedure but to be informed of such a right.
(See S v Kapita (1) 1997 NR 285 (HC); S v De
Wee 1999 NR 122; S v Calvin Liseli Malumo and Others (unreported)
Case CC 32/2001 delivered on 14 February 2007).
This Court has a discretion to allow or to
exclude evidence obtained in conflict with the constitutional rights
of an accused person, (S v Shikunga and Another 1997 NR 156 SC) and
has a duty to enforce the fundamental rights or freedoms guaranteed
by the Namibian Constitution (S v Scholtz 1998 NR 207 at 217 B).
[17]
The non-compliance of the Judges Rules
is one of the factors to consider in determining the issue of
voluntariness of a statement or the fairness of a trial.
[18]
In casu all deponents to the disputed
statements alleged that they had been assaulted, threatened with
assault and had been told by members of the security forces (i.e.
Namibian Police Force and Namibian Defence Force) what to narrate to
the magistrates who recorded the respective statements. The State was
on the basis of the first exception (supra) allowed to crossexamine
the deponents on the contents of those statements.
[19]
The presumption in section 217
(1)(b)(ii) of Act 51 of 1977 has been declared unconstitutional on
the basis that it subverts the very essence of the right to a fair
trial and the incidents of that right articulated in art. 12 (1)(a),
(d) and (f) of the Constitution of Namibia. (See S v Shikunga (supra)
).
Section 219 A of Act 51 of 1977 contains a
similarly worded presumption (the constitutionality of which has not
yet been tested). It has been accepted by the State that the
presumption contained in section 219 A (1)(b) would not withstand the
test of constitutionality and would follow the same route as the
presumption contained in section 217 (1)(b)(ii) of Act 51 of 1977.
The State thus started to lead evidence in order to prove the
admissibility of statements without relying on the presumption
contained in section 219 (A) (1)(b).
[20]
The admissibility of these statements
(admissions and confessions) must be proved beyond reasonable doubt.
[21]
I shall now turn to the individual
statements of the respective accused persons and shall briefly
summarise the objections against admissibility, the evidence
presented and the submissions by counsel.
1. Calvin Liseli Malumo
[22]
The objection was that the statement was
not obtained freely and voluntarily since the accused had been
assaulted by members of the police force, was threatened with further
assaults should he fail to repeat to the magistrate the statement
provided to him, that he has not been informed of his constitutional
rights neither had he been warned in accordance with Judges Rules. It
is common cause that the accused was arrested on 10 August 1999 by
members of the Namibian Police namely Warrant Officer Gideon Kashawa,
Inspector Shebby Lukopani and Inspector Mokena at Kalumba village in
the Caprivi region. The circumstances under which he had been
arrested are in dispute. He was taken to Katima Mulilo police station
and thereafter transported to Mpacha military base. He was
subsequently flown to Grootfontein military base where a warning
statement was obtained from him on 19 August 1999. On 23 August 1999
he was taken for his first court appearance. On 15 September 1999 he
was taken to a magistrate who took down his statement (Exhibit EJW).
[23]
The state witness Inspector Mukena in
his evidence-in-chief testified that the accused had at the time of
his arrest not been assaulted or threatened nor provided with a
certain version of events presented to him by the police officers. At
some stage during cross-examination he relented and corroborated the
version of the accused under which circumstances the arrest had been
effected. He admitted that the accused on different occasions that
day had been assaulted by members of the Namibian Police, that the
accused had been questioned about his involvement in the attack on
Katima Mulilo on
2 August 1999, that the accused had denied any
involvement in the attack, that on his denials
he had further been assaulted, and that he was forced to admit to a
certain version of the events which emanated from the police. The
other two state witnesses namely Inspector Lukopani and warrant
officer Kashawa denied this version and testified that the accused
had never been assaulted on that day.
[24]
Mr January who appeared on behalf of the
state submitted that the witness (Mr Mukena) discredited himself if
one has regard of his contradicting evidence and the fact that
subsequent state witness refuted his concessions.
[25]
The witness made the concessions
referred to (supra) during cross-examination. There was no
re-examination. These concessions therefore stand as evidence
presented by the State since the State has not discredited this
witness neither was there an application to have the witness declared
a hostile witness. In the result the State presented two mutually
destructive versions to this Court which was fatal.
It is not necessary to relate the version of
the accused person. It is however necessary to relate what happened
on 15 September 1999 when the accused person was brought to the
magistrate in Grootfontein in order for him to depose to his
statement. Exhibit EJW is document labeled “Confession in terms
of section 217 of the Criminal Procedure Act, 1977 (Act 51 of 1977)”.
Certain preliminary questions appear on this pro-forma document.
Question 4(i) is whether the deponent had been threatened with
assault should the deponent decline to make a statement to the
magistrate, to which the accused answered in the negative.
Question 6(i) is whether the deponent had been
threatened with assault or any other prejudice should the deponent
inform the magistrate of assaults or threats against the deponent
prior to having been brought to the magistrate, to which the accused
answered in the negative.
[26]
Question 8(i) was whether the deponent
had any injuries, and if so, of what nature to which the accused
answered as follows:
“No - but I was assaulted, I was kicked,
beaten with fists and slapped. ”
[27]
The observation by the magistrate was
that the accused could show no injuries.
[28]
Question 12 on the pro-forma reads as
follows:
“(i) Have you previously made a statement
to any person in respect of this incident ?
Answer: Yes.
(ii)
If so, to whom, when and under what
circumstances ?
Answer:
To the C.I.D on 10/8/1999 at Katima Mulilo.
(iii)
Why do you wish to repeat this statement
?
(Ascertain and describe the circumstances which
led to declarant’s appearance)
Answer: I would like to repeat it because I was
forced what to tell. They said they would shoot me. ”
[29]
Question 13 reads as follows:
“(i) Did anyone tell you what to say in
this statement ?
Answer: No. ”
[30]
Other questions followed and the
magistrate eventually took down an incriminating statement from the
accused.
[31]
It is in my view necessary to quote
question 17 which reads as follows:
“17. Whereas it appears that declarant:
(a)
is in his or her sound and sober senses;
(b)
was not unduly influenced thereto; and
(c)
freely and voluntarily desires to make a
statement, he or she is told that he or she can now make such a
statement. ”
[32]
If one has regards to the answers given
to questions 8(i) and 12(ii) then it is difficult to fathom how it
could have appeared to the magistrate that the accused “freely
and voluntarily desires to make a statement”.
The answers to these questions amount to a
categorical denial of voluntariness.
[33]
Even if one has regard to the answer
given to question 13 in comparison with the answer to question
12(iii) there is an obvious tension or contradiction between these
two answers. In my view not even the answer to question 13 could have
convinced the magistrate that the statement that the accused was
about to give would have been given freely and voluntarily.
[34]
It is a clear to me that having regard
to the evidence (presented by the State, the accused person, and some
of the answers given to the magistrate by the accused) that the State
has not proved beyond reasonable doubt that the accused gave the
statement freely and voluntary.
[35]
In the result I rule the statement to be
inadmissible.
Rodwell Mwanabwe Sihela
[36]
The accused objected to the
admissibility statement in the sense that it was not given freely and
voluntarily but was given when he had been unduly influenced to give
such a statement. In particular that he had been assaulted when he
was arrested at his village by police officers, that he was kept in
solitary confinement at Grootfontein military base and assaulted, was
never informed of Judges Rules or his constitutional rights, and that
he was told to repeat a confession to the magistrate previously
dictated to him by the police.
[37]
It is common cause that the accused was
arrested on 10 August 1999 at Ngukwe village in the Caprivi region by
a group of approximately twenty police officers. On the same occasion
one Chika Adour Mutalife was also arrested. The arrests were effected
before dawn. All the police officers were armed. They were taken to
Katima Mulilo police station and handed over to Chief Inspector
Munaliza. They were not booked into the occurrence book as was normal
practice. The accused was taken to Mpacha military base and later
flown to Grootfontein military base where he appeared in court on 23
August 1999 for a bail application. On 14 September 1999 he appeared
before a magistrate who recorded his “confession”. The
three senior police officers who were involved in his arrest on 10
August 1999 were warrant officer Gideon Kashawa, Inspector Shebby
Lukopani and Inspector Richard Mukena.
[38]
Warrant officer Kashawa and Inspector
Lukopani during their testimonies denied that the accused had ever
been assaulted on the day of his arrest. Warrant officer Kashawa
testified that he informed the accused of his right to remain silent
and warned him of his other legal rights. Inspector Lukopani
confirmed in his testimony that the accused had been informed of his
right to legal representation at the time of the arrest at the
village. Inspector Mukena in material respects contradicted (during
cross-examination) the evidence of Warrant officer Kashawa and
Inspector Lukopani. He, Inspector Mukena, denied that the accused had
been given any warning prior to his interrogation. He confirmed that
once the accused had stepped out of the hut in which he had been
sleeping he was beaten and kicked whilst questions were asked about
his involvement in the attack. Inspector Mukena confirmed that the
accused had then been taken from the village into the bush where the
assaults and kicking continued because the police wanted an admission
from the accused person that he had been involved in the attack on 2
August 1999, which admission the police eventually extracted from him
on that day. He conceded that since he had witnessed himself these
kickings, beatings and the accused being hit with the butt of a
fire-arm, that he would have entered the injuries sustained by the
accused in the occurrence book at the police station.
[39]
It is common cause that when the accused
had been brought to Katima Mulilo police station that these injuries
had not been recorded neither the fact that the accused had been
arrested.
[40]
Inspector Mukena further confirmed what
a state witness, Dascan Simasiku Nyoka, had testified in the main
trial, in respect of what Nyoka had observed during this very same
incident , namely that the accused, Sihela, was blindfolded and
kicked to the point where the blindfold fell from his face, and that
the accused had been hit with the butts of fire-arms.
[41]
Mr January has in respect of this mini
trial also argued that Inspector Mukena’s evidence should be
disregarded since he has discredited himself by giving two
conflicting versions, one during his evidence-in-chief and a
different version during cross-examination. The State has not during
re-examination discredited Inspector Mukena, neither was there an
application to declare him a hostile witness. This Court cannot
ignore the evidence of Inspector Mukena that the accused person had
been assaulted at the time of his arrest. It must be accepted that
the state witness (Inspector Mukena) has corroborated the evidence of
Rodwell Sihela as well as the evidence of another state witness,
Nyoka, to the effect that the accused had been assaulted by the
members of the police force. Even if the State were to call another
ten witnesses to testify that the accused had not been assaulted it
would not have assisted the State since the State had by default
(i.e. by not discrediting or by not applying the witness to be
declared hostile) accepted the evidence of Inspector Mukena that the
accused had been assaulted as alleged. Two mutually destructive
versions had been presented by the State which undermined the proof
that the statement given by the accused had been given freely and
voluntarily.
[42]
In addition when the accused appeared
before the magistrate on
14 September 1999, one of the preliminary questions in the pro forma
(referred to supra) was whether he had previously made a statement in
respect of this incident, and if so, to whom and under what
circumstances. The accused answered that he gave the statement to a
police officer at the police station on 10 August 1999.
The following question was why he wanted to
repeat the question, to which the accused answered as follows:
“The previous statement was not the real
one. I was forced while they were armed with a fire-arm. ”
[43]
This accused also informed the
magistrate on a previous question, that he had been hit with a
fire-arm on his head and on his back. The magistrate observed a
healed scar on the left side of his forehead.
[44]
In addition when asked what is the date
of the commission of the alleged offence in connection with which he
wished to make a statement the accused person stated that he did not
commit any offence.
[45]
The magistrate did not explore the
averment that he had been forced but continued to take down the
statement since the magistrate was of the view that the declarant
freely and voluntarily desired to make the statement without being
unduly influenced thereto.
[46]
I need at this stage not even consider
the testimony of the accused person to conclude that the State has
failed to discharge its onus to prove that the statement had been
given freely and voluntarily.
This statement is accordingly declared to be
inadmissible.
Chika Adour Mutalife
[47]
The objection to the admission of the
statement (admission) was that it was not made freely and voluntarily
in the sense that the accused had been subjected to assaults, threats
and promises. He was constantly interrogated and told what to tell
the magistrate. The accused was also never warned of his
constitutional rights nor warned in terms of the Judges Rules. This
accused had been arrested together with Rodwell Sihela on 10 August
1999 at Ngukwe village. He was taken to Katima Mulilo police station
and thereafter taken to Mpacha military base. He was flown to
Grootfontein military base where he was kept. On 19 August 1999 his
warning statement was taken and on 14 September 1999 he was taken to
a magistrate who recorded his statement.
[48]
The State called amongst others Warrant
Officer Kashawa, Inspector Mukena and Inspector Lukopani. The police
officers denied assaulting the accused person. I have indicated
previously that Inspector Mukena had conceded that Rodwell Sihela who
was together with the accused, Mutalife, had been assaulted,
interrogated in the bush, and a confession extracted from him.
[49]
Chika Mutalife testified about the same
method followed by the police when they dealt with him namely, the
assaults at the village. He was further assaulted in the bush and a
confession was extracted from him. The accused person like Rodwell
Sihela was not booked in at the charge office at Katima Mulilo police
station but taken directly to Chief Inspector Monaliza who at that
stage was in charge of operations. Inspector Mukena conceded during
cross-examination that the normal procedure of booking-in suspects
was not followed most probably because the injuries sustained by the
suspects would have been recorded in the occurrence book in the
charge office.
[50]
It is clear from the questions which
preceded the taking down of the statement by the magistrate that the
accused person had made a prior statement to the police. It is also
clear when asked why he wanted to repeat the statement the accused
replied as follows:
“I want to make a correction. Some of the
things I told the police were not correct. I was forced, a fire-arm
was pointed at me. ”
[51]
The magistrate did not clarify or
investigate this allegation but continued to take down the
statement of the accused since it appeared to
him that the accused freely and voluntarily desired to make a
statement.
[52]
Bosielo AJP in S v Maasdorp 2008 (2)
SACR 296 NCD at 305 h - 306 a said the following regarding the duty
of a magistrate when taking down a statement:
“Although, strictly speaking, a
magistrate who takes a confession is not expected to act as an
inquisitor or investigator, one does not expect him to act like a
passive umpire who is simply there to ensure that formal rules are
observed. Given the historical evolution of confessions in this
country and the countless reported cases of abuse of their power and
authority by the police, one expects that where there is some
indication of improper conduct which could have had an undue
influence on the accused to make a confession, that the magistrate
who takes such a confession should investigate further the
circumstances surrounding the alleged confession. Self-evidently,
such conduct is congruent with the basic tenets of fairness to an
accused person, which underpins the right of every accused person to
be presumed innocent, the right to remain silent and the right not to
be compelled to make any confession or admission that can be used in
evidence against such person. ”
[53]
That such a duty rests upon any
magistrate who is required to take down an admission or a
confession has been recognized as far back as
1942. The Appeal Court in South-Africa expressed itself as follows in
Rex v Gumede and Another 1942 AD 398 at 433:
“I think it is right to add a comment on
the working of the rule laid down in the second proviso to sec. 273
(1) as illustrated by what took place in this case. That proviso, as
already mentioned, renders a confession “made to a peace
officer other than a magistrate or justice” inadmissible in
evidence unless “confirmed and reduced to writing in the
presence of a magistrate or justice ”. In this case admissions
were obtained from both accused by the police, and the accused were
then produced before a magistrate to make statements. Nothing was
said to the magistrate as to what had taken place to the accused and
the police prior to the appearance of the accused before him. The
magistrate took down what they said as new statements previously
made. And this seems to be a practice commonly followed, namely, that
an accused or suspected person is interrogated by the police, and
that, when, as a result of such interrogations, he has been brought
to a confessing state of mind, he is taken to a magistrate and then
makes his statement before him, as if he were making it for the first
time. The result is that the proceedings before the magistrate, as
faithfully recorded by him, may convey a very misleading impression
of
spontaneity on the part of the person making
the statement, when, as a matter of fact, the statement is not really
made spontaneously, but as a result of a series of interrogations, in
the course of which illegitimate methods may have been applied for
the purpose of inducing the person concerned to make his statement,
including possibly admissions of guilt. Thus this proviso though
devised, in part at least, for the protection of accused or suspected
persons, may actually work very much against them, and tend to
facilitate the obtaining of statements by improper means, which may
not come to light owing to the dropping of a veil between the
previous interrogations by the police and the subsequent appearance
of the interrogated person before the magistrate.
If this second proviso is to be retained in law
in its present form, some rule of procedure should be laid down as to
questions to be asked by the magistrate, so that the person making
the statement before a magistrate may be encouraged to disclose what
has led up to his appearance before the magistrate for the purpose of
making his statement. ”
[54]
This comment was quoted with approval in
S v Jika and Others 1991 (2) SACR 489 where the Court expressed
itself as follows at 500 e - g:
“As subsequent authorities have correctly
laid down, it is in such circumstances necessary that the questioning
by the magistrate be such as, firstly to pierce the veil adverted to
in Gumede’s case and, secondly, to ensure that the result of
such a piercing is that one is satisfied beyond reasonable doubt that
whatever possible untoward circumstances may have prevailed at the
time the accused made the statement to the police were no longer
operative at the time when the accused appeared before the
magistrate. As indicated in Gumede’s case, the reason herefor
is that there is a danger that by reason of untoward conduct on the
part of the police the accused might have been brought to a
confessing state of mind which might persist at the time of his
appearance before the magistrate and which might give rise to an
apparent but deceptive voluntariness on his part to make a statement
to the magistrate. ”
[55]
The accused informed the magistrate that
he was forced to give a statement to the police. This should have
alerted the magistrate to investigate the circumstances under which
the accused had been brought to him in order to establish whether the
accused had been brought to a confessing state of mind which
persisted at the time of the appearance of the accused person before
him.
[56]
There is no proof that the accused’s
volition was not affected by the force mentioned by him in the sense
that he freely and voluntarily gave the statement to the magistrate.
[57]
I am not satisfied that the State has
discharged its onus to prove beyond reasonable doubt that exhibit EJU
has been made freely and voluntarily and rule that the statement
recorded by the magistrate to be inadmissible.
Joseph Omo Mufuhi
[58]
The objection against the admission of
an admission made by the accused to the magistrate was that it had
not been made freely and voluntarily since the accused had been
subjected to insults, accusations, assaults and torture. He was
furthermore upon his arrest on 1 September 1999
not informed of his constitutional
rights neither was he warned according to Judges Rules. He was taken
to the Katima Mulilo police station where he was interrogated and
assaulted. He was transferred to Grootfontein on 4 September 1999. He
was told what to inform the magistrate and on 14 September 1999 he
was taken to a magistrate who recorded his statement.
[59]
Mr January submitted that the testimony
of those members of the Namibian Police who effected the arrest of
the accused person (i.e. officers Mbinge, Karstens, Chizabulyo, Aupa,
Simasiku and other Special Field Force members) corroborated with
each other to the effect that after the accused had been arrested he
was taken to Katima Mulilo police station and that he had not been
assaulted.
[60]
I do not deem it necessary to give a
summary of the evidence presented by each state witness neither do I
deem it necessary to repeat in detail the testimony of the accused
how, when and by whom he had been assaulted, threatened and told what
to tell the magistrate.
[61]
It is clear from the preliminary part of
Exhibit EJS (i.e. the “confession” document), that the
accused had when he appeared before the magistrate provided certain
information to the magistrate.
Question 8(i) was whether he had any injuries
and if so of what nature. The accused answered in the affirmative and
added that he was slapped and hit with a fist for almost two days.
Question 8(ii) was how he obtained these
injuries to which he replied as follows:
“I have a problem with my hearing as a
result of the assault. ”
[62]
The observation by the magistrate was as
follows:
“Shows a small black mark on the left
side of the ribs - said he was kicked. ”
[63]
Question 12(i) was whether he had
previously made a statement to which the accused answered in the
affirmative.
Question 12(ii) was to whom, when and under
what circumstances the statement was given, the accused replied that
it was given to a policeman on 3 September 1999 at the police
station. Question 12(iii) was why he wished to repeat his statement
to which the deponent replied as follows:
“They did not take my statement as I told
them. They also did not re-read the statement to me. ”
[64]
Question 12(i) was whether anyone told
him what to say in the statement to which the accused answered in the
negative.
[65]
One should not lose sight of the fact
that the State bears the onus to prove the admissibility requirements
of the statement beyond reasonable doubt. The magistrate called to
testify on behalf of the State is a witness like any other police
officer called to testify.
I have indicated that a magistrate who takes
down an admission or a confession does not act like a recording
machine but has a specific duty before a statement is taken down and
that is to be satisfied (as far as the circumstances may allow it)
that a deponent gives his or her statement freely and voluntarily.
[66]
The magistrate in this instance failed
to do this. The answers given to questions e.g. that no promises were
made to the accused person, that what he was about to say in the
statement would be the truth, that he has not been threatened with
assault should he decline to make a statement to a magistrate or that
he has not been threatened with assault or any other prejudice should
he inform the magistrate of assaults or threats against him prior to
him being brought to the magistrate, collectively do not negate the
fact that the magistrate had been alerted by the accused person that
he had been assaulted to the extent that he was half deaf at the
stage he appeared in front of the magistrate.
[67]
In this instance the magistrate was
obliged to do more than merely recording what was said by the accused
person but was obliged to pose further questions to the accused
person in order to pierce the veil adverted to in Gumede’s case
(supra), in order to exclude any possibility that the accused person
was still in a confessing state of mind when the accused appeared
before him.
The failure of the magistrate to do this
results in a failure to comply with the admissibility requirement
(voluntariness) contained in section 219 (A)(1) of Act 51 of 1977.
[68]
It would in addition be inimical to the
basic notions of fairness, justice and a fair trial to receive
Exhibit EJS as admissible evidence in this trial.
[69]
In the result my ruling is that Exhibit
EJS for the reasons mentioned is inadmissible. Kingsley Mwiya Musheba
[70]
The accused objected to the statement
(admission) on the basis that it was not made freely and voluntarily
since the accused was subjected to assaults, undue influence, and
torture. The accused was also not informed of his constitutional
rights neither warned in terms of the Judges Rules at the time of his
arrest on 2 August 1999. The accused had allegedly been assaulted
from the time of his arrest until the next day when he was removed to
Grootfontein military base and kept in solitary confinement for 20
days during which time he had been periodically interrogated,
threatened and assaulted by members of the Namibian Defence Force. He
was encouraged by Chizabulyo, a member of the Namibian Police to
repeat a version of the events to the magistrate which had been
provided to him by the police. He did it in order to save his life.
[71]
It is common cause that the accused had
been arrested on 2 August 1999 shortly after the attack on Katima
Mulilo on 2 August 1999 and detained by members of the Namibian
Defence Force, first at Mpacha military base and later at
Grootfontein military base. His warning statement was obtained
on 19 August 1999,
and on 24 August 1999 he appeared in court in connection with a bail
application. It was testified by Popyeinawa, a police officer, that
he spoke to him in Grootfontein prison and the accused indicated his
willingness to make a statement to the magistrate. This was denied by
the accused. On
17 September 1999 he was taken to a magistrate who recorded his
statement.
[72]
The State presented evidence with the
aim of proving that the accused person had voluntarily given his
statement to the magistrate. The accused testified in an attempt to
prove contrary.
[73]
When the accused appeared before the
magistrate preliminary question were asked by the magistrate and it
is necessary to refer to those questions and answers.
[74]
Question 8(i) was to the effect whether
the accused had any injuries to which the accused replied in the
affirmative.
Question 8(ii) wanted to know how he had
sustained those injuries.
[75]
The accused replied to this question as
follows:
“Answer: With a sjambok - several times
and also kicked.
(Observation by magistrate - described injuries
- if any):
Showed a bandage around the ribs - wound at
left side of back and also other scars on the back and right arm and
on the head and also on the nose. ”
[76]
Question 12(i) was whether he had made a
previous statement to which the accused replied that it was given to
the police at Grootfontein in the army base.
On the question 12(iii) why he wished to repeat
that statement he replied as follows:
“I want to repeat it. At that stage I was
confused as a result of the assault. ”
[77]
Question 13(i) was whether anyone told
him what to say in that statement he answered in the negative.
[78]
Mr January on behalf of the State
critised the evidence of the accused person as contradictory
regarding where he had been arrested and that the claim of the
accused that what he informed the magistrate in his statement came
from the police is fanciful and improbable in view of the detailed
content thereof and his evidence that what is contained in his
statement came from the police is so fanciful and improbable that
this court should reject it as false.
[79]
This argument prima facie appears to me
(without making a ruling on those submissions) not without merit but
since that State has accepted that it bears the burden of proving the
admissibility requirement of voluntariness this Court must have
regard in the first instance to the evidence presented by the State
in order to determine whether the State has discharged its onus.
[80]
I have referred (supra) to the duty of a
magistrate when an accused person appears before a magistrate to have
his or her statement recorded. When the accused person appeared
before the magistrate on 17 September 1999 he not only informed the
magistrate that he had been assaulted but the magistrate himself
observed the injuries sustained by the accused person.
[81]
I have indicated (supra) that where
there is an allegation of assault by the police the magistrate must
put further relevant questions to the accused person in order to
establish eventually whether or not the statement the accused is
about to give would be given freely and voluntarily and not when the
accused has been brought to a confessing state of mind.
[82]
Maritz J (as he then was) in S v William
Swartz and Others (unreported) Case CC 108/99 delivered on 29 October
1999 referred to the duty of the magistrate and said (at p. 22 of the
judgment) the following:
“Of course, had the accused said anything
which should have caused the magistrate to suspect that the accused’s
appearance before her was not freely and voluntarily, or that he had
been unduly influenced, she would have had the duty to further
enquire into the matter, and such a duty would have extended beyond
the scope of the pre-printed form. "
[83]
In S v Tjihorero and another 1993
NR 398 at 404 G-H Strydom JP (as he then was) said:
“Lastly, I wish to refer to the
prescribed roneoed form which was used by Chief Inspector Terblanche
when he took the statement of accused 1. Officers and magistrates
using this form are, when the answer given to them by a particular
deponent are not clear or need further elucidation, entitled and must
ask further questions in order to clear up such uncertainties, as
long as the questions and answers thereto are also written down”.
(Underlining mine))
[84]
In this instance the magistrate did not
only hear allegations of assault but he himself observed the effects
of those alleged assaults. It is in my view highly unlikely that the
magistrate could have been under the impression that the accused
person freely and voluntarily desired to make a statement.
[85]
If one has regard to all the questions
and answers given by the accused at the preliminary stage,
specifically the replies to questions 8(i), 8(ii), 12(ii) and 12(iii)
(supra) one would be very hard pressed to conclude that the tenor of
the answers given, beyond reasonable doubt, tend to support the
requirement of voluntariness. On the contrary in this particular
instance the answers (specifically to questions 8(i), 8(ii), 12(ii)
and 12(iii) point towards coercion.
[86]
The State has in my view not proven the
admissibility requirements as required by section 219 A (1) of Act 51
of 1977, accordingly the admission (Exhibit EJV) is ruled to be
inadmissible evidence.
O’Brien Sinkolela Mwananyambe
[87]
The objection to the admission of the
statement (confession) was that he had been assaulted by two police
officers, namely Evans Simasiku and one Sergeant Kombungu on 2
February 2000. He was taken to Katima Mulilo police station where the
assaults and threats continued. A warning statement was taken on 3
February 2000. He was subsequently on 26 April
2000
transferred to Grootfotnein prison where
he was at some stage informed that he should make a confession in
line with a statement prepared by the police and should he fail to
comply with these instructions further assaults would follow. On 3
May 2000 he was taken to a magistrate where his statement was
recorded.
[88]
Officers Simasiku and Kombungu denied
that the accused had been assaulted at the time of his arrest at the
village of Masikotwani and denied that he had subsequently been
threatened or assaulted at the Katima Mulilo police station. It was
put to Simasiku during cross-examination that on 28 April 2000 he
(i.e. the accused person) was visited in Grootfontein Prison by
police officers i.e. himself (Simasiku), Mbinge, Kombungu and a
certain Bernard Sachibambo where the accused was informed that he
should make a confession, the contents of which should be in line
with his warning statement. This was denied by Simasiku, who
testified that when the accused person was transferred to
Grootfontein Prison, Kombungu was not part of the escorting party. He
further denied that the accused had been threatened that should he
not do as he was told, further assaults would follow. Mbinge also
denied that he was present at the Grootfontein Prison when the
accused had allegedly been informed to give a confession.
[89]
The magistrate who recorded the
statement (confession) testified that she asked him preliminary
questions before taking down his statement.
[90]
The accused was informed of his right to
legal representation but never informed of his entitlement to legal
aid.
[91]
This Court has in the past held (See S v
Malumo and Others (2) 2007 (1) NR 198 at 211 that Article 12 of the
Namibian Constitution means that the entire process of bringing an
accused person to trial and the trial itself needs to be tested
against the standard of a fair trial.
[92]
Article 12 (1)(e) of the Namibian
Constitution provides that all persons shall be afforded adequate
time and facilities for preparation and presentation of their
defence, before the commencement of and during their trial, and shall
be entitled to be defended by a legal practitioner of their choice.
[93]
In S v Kasanga 2006 (10 NR 348 Heathcote
AJ remarked at 360 D - E as follows:
“In
my view, the starting point in determining the fairness of a trial,
as envisaged in art.
12, should always be whether or not the accused
is informed. Without an accused being properly informed, one cannot
even begin to speculate whether or not rights have been exercised or
indeed waived. ”
I
endorse this passage.
[94]
Even though the entitlement to legal aid
is not a fundamental right in terms of the provisions of the Namibian
Constitution, how else would an unrepresented lay person be in a
position to exercise his right to legal representation if this
entitlement is (inadvertently ?) withheld for him or her ?
[95]
In James Gadu v The State 2004 (1) NCLP
48 at 56 Manyarara AJ suggested a simple format to inform an accused
person of his right to legal representation:
“(a) that he has a right to be defended
by a lawyer ...;
(b)
that he has the right either to hire and
pay a lawyer ‘of his choice ’ or, alternatively apply to
the legal aid officer for a lawyer to be provided by the State;
(c)
that if he chooses to apply for a legal
aid lawyer, the clerk of court will assist him in completing the
necessary forms; and
(d)
that the legal aid office will consider
his financial circumstances and, based on its finding, it will decide
and inform him whether he will be required to make any contribution
towards the cost of the legal aid lawyer to be provided to represent
him. ”
[96]
In this instance, as in the other
matters, the failure by the magistrate to inform the accused of his
entitlement to legal aid is fatal.
[97]
In the result this Court rules exhibit
EKL inadmissible.
Richwell Makungu Matengu
[98]
This accused person did not testify. The
statement (Exhibit EJX) was handed up by the State because the
magistrate who took down the statement was in Court. This statement
was not in issue. It is not an admission neither is it a confession.
It is a total denial of the commission of any offence.
Brighton Simisho Lieleso
[99]
The accused deposed to a statement
(Exhibit EHR) before a magistrate on 6 September 1999 in Grootfontein
where to the question whether he needed legal representation the
accused replied:
“I need a lawyer, but I have no money.
You can just continue without a lawyer. ”
[100]
In reply to the question whether he had
any injuries he replied:
“No, but I was beaten on the buttocks
with a sort of stick - black one. ”
[101]
The observation by the magistrate was as
follows:
“Observe no injuries, but he states that
he was beaten three (3) times on buttocks and once on face. ”
[102]
The accused person informed the
magistrate that he elected to be legally represented but was not in a
financial position to do so. This was an ideal opportunity for the
magistrate to have informed the accused of his entitlement to legal
aid. This the magistrate failed to do.
[103]
The accused in addition informed the
magistrate that he had been assaulted by police officers. The
magistrate failed to put any question to the accused person in this
regard. One would have expected the magistrate to ask the accused at
least when these assaults took place and whether those assaults had
anything to do with the appearance of the accused person before him.
[104]
It is further clear from (Exhibit EJY)
that the accused on 14 September 1999, eight days later, appeared
before a different magistrate with the aim of making a statement when
the accused person this time more categorically informed the
magistrate that he needed to consult with a legal representative
before he would say anything.
[105]
I do not know why it was necessary to
have the accused person before a magistrate for a second time when a
statement had already been obtained at the first occasion.
[106]
The magistrate at the first occasion
could not have been satisfied that the accused person, in the absence
of any clarification by him, was about to give his statement freely
and voluntarily.
[107]
Exhibit EHR is accordingly ruled to be
inadmissible. Exhibit EJY was not in dispute. The magistrate stopped
recording when the accused indicated that he wanted legal
representation.
[108]
The objection to the admission of the
statement was that it was not given freely and voluntarily and that
the accused had been unduly influenced to give the statement. It was
alleged that the accused had been brutally assaulted by three police
officers (Armas Manya, Litoli Petrus Shanyegange and Haikali
Immanuel) when he was arrested. At the police station officer
Popyeinawa and another officer known as Robert Chizabulyo
interrogated him and further assaulted him. Robert Chizabulyo and
officer Evans Simasiku forced him to say things they wanted to hear.
Police officer Bonaventure Liswaniso threatened the accused and made
it clear that he should follow what the other officers were
demanding.
[109]
The State called a number of witnesses.
Armas Manya testified that he was one of the arresting officers on 18
July 2002. The accused and Frederick Tembilwa were arrested early one
morning whilst on routine patrol duties. These two male persons were
searched and two AK 47 magazines were found in their possession. He
denied that these two male persons had been assaulted by himself or
any one of his colleagues (Sergeant Iitula, Constable Mashina and
Constable Haikali) at the time of his arrest.
[110]
The State did not call the other
officers present at the time the accused was arrested.
[111]
It is not clear from the evidence
presented by the State under what circumstances the accused felt
compelled to make a statement, exhibit EJK, to the magistrate.
Police officer Kombungu testified that after he
had recorded the warning statement of the accused on 21 July 2002 the
accused himself offered to go to the magistrate for a confession,
whilst officer
Evans Simasiku testified that the accused
person indicated his willingness to give a confession to the
magistrate after he himself (i.e. Simasiku) had asked the accused
whether he would be willing to give a confession to the magistrate.
[112]
The magistrate during the preliminary
questions explained to the accused his right to legal representation
but failed to alert the accused to his entitlement to legal aid.
[113]
The authorities referred to (supra)
relating to the duty of a magistrate to adequately inform an
undefended accused person of his right to legal representation are
applicable in this instance.
[114]
The magistrate’s failure to inform
the accused person of his entitlement to legal aid is an irregularity
which vitiated the subsequent proceedings.
[115]
Exhibit EJK is accordingly ruled
inadmissible.
Michael Mubiana Mundia
[116]
The objection to this Court receiving
the statement (admission) was that the admissibility requirements
referred to in section 217 of Act 51 of 1977 had not been complied
with inter alia because the statement had been obtained by force.
[117]
The accused was arrested on 27 January
2000 by members of the Namibian Police Force. On 31 January 2000 his
warning statement was obtained. On 6 April 2000 he was transferred to
Grootfontein and on
17 July 2000 he gave a statement to the magistrate.
[118]
Mr McNally who appeared on behalf of the
accused in his heads of argument raised two issues. Firstly that the
right to legal representation had inadequately been explained to the
accused person, and secondly that the magistrate failed to make
further enquiries when the accused person replied that he was forced.
[119]
It was submitted by Mr January who
appeared on behalf of the State that the issue of his right to legal
representation was never raised as one of the objections against
admissibility and the accused during his evidence did not testify
that he did not know or did not understand his right to legal
representation. It was also submitted that the question of legal
representation was never put in issue during cross-examination. It
must however be added that the magistrate was during
cross-examination questioned about her failure to inform the accused
that he has a right to apply for legal aid.
[120]
In reply of the first issue the
following appears on Exhibit EKK:
“The declarant is informed that he or she
has a right to legal representation of his or her choice. If he or
she wants to make use of legal representation he or she will be
afforded such an opportunity before making a statement. ”
Q. Do you want legal representation ?
A. No. ”
[121]
The magistrate during cross-examination
gave an ambivalent reply to the question whether she had informed the
accused person of his right to legal aid. She first stated that the
issue of legal aid does not appear on the pro forma but later stated
that she must have informed him about legal aid and immediately
conceded that there is no proof that she informed him of such a
right.
[122]
In S v Tobias Kau and Others 1995 NR 1
at p. 11 on the topic of cross-examination the Supreme Court held
that all that the magistrate had told the accused persons about
crossexamination should have been written down.
[123]
On p. 12 the court expressed itself as
follows:
“Without a precise record giving
particulars of the nature of the explanations made to the appellants
it is difficult to come to the conclusion that the magistrate fully
explained to the appellants their rights. ”
[124]
It is thus difficult for this Court to
accept that the accused’s right to legal aid had been explained
in the absence of such explanation in writing.
(See also S v Wellington 1990 NR 20 on 25).
[125]
It is trite law that an accused has a
right to legal representation and to be informed of such a right.
[126]
In S v Hlongwane 1982 (4) SA
321NPD at 323 Didcott J said the following:
“A judicial officer trying an accused
person who has no legal representation must explain to him his
procedural rights, and assist him to put his case before the court
whenever his need for help becomes apparent. Such duty has been
proclaimed time and again. Informing the accused person of his right
to call witnesses is one of its most important aspects. To let him
know of that right, yet not how to exercise it when he has no idea
and starts running into trouble, is not of much use. Mere lip service
to the duty is then paid. ”
[127]
An accused person must be informed that
he is entitled to apply to the Legal Aid Board for
assistance.
(See S v Radebe 1988 (1) SA 191 TPD at 196; S v
Gadu 2004 (1) NCLP 48).
[128]
In S v Nyanga and Others 1990 (2)
SACR 547 (CK) Heath J stated as follows:
“The explanation to the accused of his
rights is never a mere formality. The explanation should always be
supplemented to cover the particular circumstances and to do justice
to the particular accused. The presiding officer is not merely a
recording machine and he must satisfy himself that the accused
understands and appreciates the explanation and his rights. ”
(See also S v Visser 2001 (1) SACR 401 CPD at
405 d- 3).
[129]
In Radebe (supra) Godstone J referred to
Powel v Alabama 287 US 45 (1932 at 68-9 where Justice Sutherland said
the following:
“Even the intelligent and educated layman
has small and sometimes no skill in the science of law. If charged
with a crime, he is incapable generally of determining for himself
whether the indictment is good or bad. He is unfamiliar with the
rules of evidence. Left without the aid of counsel he may be put on
trial without a proper charge and convicted upon incompetent
evidence, or evidence irrelevant to the issue, or otherwise
inadmissible. He lacks both the skill and knowledge adequately to
prepare his defence, even though he have a perfect one. He requires
the guiding hand of counsel at every step in the proceedings against
him. Without it, though he be not guilty, he faces the danger of
conviction because he does not know how to establish his innocence. ”
and
remarked at 195 G:
“How much more is this the
case with the unlettered and
unsophisticated person who so often appears in
our courts ? ”
(See also S v Sibiya 2004 (2) SACR 82 WLD at 89
(f) - (g) ).
[130]
In S v Kasanga 2006 (1) NR 348 the court
dealt with the question whether or not the appellant had been
properly informed of his right to legal representation. At 365 I -
366 A the following appears:
“... what was stated to the appellant in
the district court was the following: ‘Accused informed that
they have a constitutional right to be defended by a lawyer of his
own choice and means. ’
I am not so sure what it means if someone is
informed that he has a constitutional right to be defended by a
lawyer ‘of his own choice and means ’. What I do know is
that it is highly unlikely that the appellant would have known what
was conveyed to him. Does this comply with the provisions of art. 12
of the Namibian Constitution ? In my view, it does not. ” and
at 368 A - C
“The case was a serious one. It concerned
a charge of murder. Inevitably, the magistrate must have known that
if the accused was found guilty, he would face a sentence of
longterm imprisonment. The explanation to him about his rights
to obtain legal representation was totally insufficient. It was also
misleading. No indication whatsoever was recorded in the district
court that the appellant was entitled to apply for legal
representation with the Legal Aid Board. He was not informed how to
go about exercising his rights. In my view, the irregularity vitiated
the proceedings. ”
[131]
There is in my view no merit in the
submission that an accused person must first raise the issue of lack
of legal representation or that his or her right to legal
representation has not properly been explained to such accused person
before this Court may decide the issue.
[132]
An accused person is entitled to a fair
trial including fair pre-trial proceedings.
[133]
It is the duty of judicial officers to
adequately inform an accused person of his or her constitutional
right to legal representation.
(See S
v Kau and Others 1995 NR 1 SC at 7 C, S v Kapika and Others (1) 1997
NR 285 at 288. See S v Melani and Others 1996 (1) SACR 335 at 3481 -
349 a).
There are exceptions e.g. where a lawyer
appears before a judicial officer or where other “educated
and knowledgeable” persons
appears before a judicial officer. (See S v Kau (supra)
at 7D)
[134]
Froneman
J in Melanie and Others (supra)
explained
that the “purpose of the
right to counsel and its corollary to be informed of that right ...
is ... to protect the right to remain silent, the right not to
incriminate oneself and the right to be presumed innocent until
proven guilty ” and
that these rights exists from the inception of the criminal process.
[135]
I endorse what Dumbutshena AJA (as he
then was) said in Kau
(supra) at 9
B - C:
“However the response from those who want
to see equality and fairness in criminal trials should not be that
legal aid for all accused in impossible. They should strive to work
for entitlement to legal representation for all perhaps not now but
in future. More often than not indigent accused are rushed to courts
because the police have obtained confessions before going to court.
It may be there that the unfair trial started. When these people are
in custody of the police more often than not determines whether an
unrepresented accused pleads guilty or not guilty. "
[136]
This Court has held in S
v Tobias Nahenda (unreported case no.
CC 56/2007 delivered on 6 October 2008)
that the right to be informed of legal representation includes the
entitlement to legal aid.
On p. 7 par. 12 Silungwe AJ stated as follows:
“However, an accused person (a person
charged with an offence) is entitled to apply for legal aid. Hence,
the provisions of section 10(2) do not encompass a person who is
merely suspected of having committed an offence. This means that an
arrested person ought to be informed, not only of his right to legal
representation of his choice, but also of his entitlement to approach
the Director of Legal Aid for statutory legal aid. ”
and at paragraph 13
“In so far as Const. Kapembe is
concerned, it is common cause that when she explained the rights of
the accused (who were already under arrest) just before they could
make formal statements to her (which she took down in writing), she
also explained to them their right to legal representation but, in so
doing, omitted to inform them of their entitlement to apply to the
Director of Legal Aid for statutory (State-funded) legal aid.
This omission, which constituted a failure to
properly explain the accused’s right to legal representation
was, in my view, fatal. ”
[137]
It must be stated that in casu, it
appears from the warning statement (Exhibit ELR) that his “right
to consult a legal practitioner of his/her own choice and at his/her
own expense ” was explained to the accused person. The warning
statement is silent regarding his entitlement to legal aid.
[138]
There is merit in the submission by Mr
McNally that where an caused person who appears in court has the
right to be informed of legal representation and that if he cannot
afford a legal practitioner of his choice he may apply for legal aid
is juxtaposed to the position of an accused person who appears before
a magistrate (in office) to have a confession or admission taken down
is merely informed of the right to legal representation (without
informing such person of the entitlement to legal aid) such accused
person before the magistrate (in office) is at a disadvantage vis-a
vis the person who appears in court.
[139]
The second issue raised (supra) was the
result of the reply by the accused when the magistrate took down his
statement that he was forced to give a statement on 27 January 2000
to the police officers.
[140]
It appears from an answer to the
question whether he has injuries and the nature thereof the accused
replied as follows:
“I don’t have injuries now. I was
injured during January 2000. ”
His reply to the question how he sustained
those injuries was as follows:
“I was syamboked. ”
[141]
Sjamboked was spelt wrongly.
[142]
The magistrate did not investigate those
allegations but proceeded to take down a statement from the accused
person.
I have already (supra) discussed case law and
the rationale why an magistrate must in appropriate instances
investigate why a person is willing to repeat a prior statement given
to the police in order to establish whether the statement to the
magistrate is made freely and voluntarily.
[143]
Where the magistrate did not question
the accused about those allegations how could such a magistrate be
satisfied that the statement that the accused person was about to
give would be given freely and voluntarily ?
[144]
Similarly there can be no basis upon
which a magistrate can say that he or she was of the view that the
assaults mentioned by the accused person has not influenced the
accused to make a confession or admission if there is no evidence
that such a magistrate had investigated those allegations.
[145]
The State must prove beyond reasonable
doubt that a statement to the magistrate was made freely and
voluntarily. In S v Mofokeng and Another 1968 (4) SA 852 at 854 H -
855 A the following was said in relation to this onus:
“I may not receive in evidence a
confession, even if I believe its contents to be true, unless I am
satisfied beyond reasonable doubt that it was freely and voluntarily
made and that the accused person who made it was not unduly
influenced within the meaning of S. 244 (1) of the Criminal Procedure
Act to make it. The fact that the accused are unreliable witnesses
does not of itself mean that the state’s burden of proof has
necessarily been discharged. In saying that I
am not unmindful of the remarks of Williamson J A in S v Mkwanazi
1966 (1) SA 736 A at 747. Those remarks embody an injunction against
the rejection of a confession on the basis of mere conjecture
unsupported by any evidence. But considered in their context they not
mean that a trial Court which has found the accused to be an
unsatisfactory witness, is thereby relieved of the duty to weigh up
the evidence as a whole in order to decide whether the prerequisites
to admissibility have been proved beyond reasonable doubt.”
[146]
The accused person is relatively a
unsophisticated person. He attended school up to grade 7 which he
failed and worked at a school hostel as a “cooker ”. I
take if that this has something to do with the preparation of meals.
[147]
In respect of the first issue raised
(supra) my view is that the explanation by the magistrate of the
right of the accused to legal representation was inadequate and the
accused person could not have made an informed decision that he
needed no legal representation.
[148]
The State’s failure to adequately
or fully explain the rights of the accused to legal representation
has as a consequence the inadmissibility of the statement for the
reasons mentioned (supra).
[149]
Regarding the second issue, the failure
of the magistrate to question the accused regarding allegations of
coercion has a similar result in the sense that the State failed to
prove that the statement was made freely and voluntarily.
[150]
In the result exhibit EKK is ruled
inadmissible.
Tobias Mushwabe Kananga
[151]
The objection against the admissibility
of the admission was on the ground that the statement had not been
obtained freely and voluntarily in the sense that he had been
assaulted by members of the police, that he had not been warned of
his constitutional rights neither had he been warned according to
Judges Rules. He was threatened by the police to tell the magistrate
a certain version provided to him by the police.
[152]
The accused was arrested on 25 March
2000 by members of the Namibian Police. His warning statement was
obtained by detective warrant officer Mbinge on 28 March 2000 at
Katima
Mulilo. He was transported to Grootfontein on
26 April 2000. He gave a statement to the magistrate at Grootfontein
on 4 May 2000. The state witnesses denied that the accused had been
assaulted, forced or threatened to make a statement.
[153]
In terms of Exhibit EKM (the admission)
the accused informed the magistrate that he had given a statement to
Warrant Officer Simasiku
on
25 March 2000, that he gave it in a friendly way and that he was not
forced.
His reply why he wished to repeat the statement
was that he would like to repeat it in order to apologise “before
the magistrate”.
[154]
In terms of his warning statement he was
informed that he had a right to consult a legal practitioner of his
choice and at his own expense, prior to deciding to remain silent or
answer questions or give an explanation. He indicated that he did not
wish to consult a legal representative.
[155]
In terms of the admission statement the
accused was informed that he has a right to legal representation of
his choice and that if he wants to make use of a legal representative
he would be afforded such an opportunity before making a statement.
The accused replied as follows:
“I would like to confess now. I will
later engage an attorney for purpose of trial. ”
[156]
In neither the warning statement nor the
admission statement was the accused informed of his entitlement to
legal aid.
[157]
In his evidence-in-chief the accused
stated that he informed the magistrate that he wanted to confess
since he was in fear and that he was afraid of the interpreter and
the police officers who had been waiting outside the office of the
magistrate who had allegedly informed him that he would be killed
should he make a mistake.
[158]
I have already (supra) referred to
relevant case law regarding the fundamental right of an accused
person to legal representation which includes his or her entitlement
to legal aid and the consequences of not informing an accused person,
in particular a layperson, of such entitlement even during pre-trial
procedures.
[159]
In this regard the court in S v Owies
2009 (2) SACR 107 CPD on regard the issue of legal representation,
said the following at 111 i - 112 a:
“It must be borne in mind that it is not
uncommon to come across cases where accused persons have been advised
of their constitutional rights to legal representation, but decide to
decline and represent themselves even where they face serious
charges. In most cases such decisions are based on misunderstanding
the free legal representation system.
Judicial officers are encouraged to go an
‘extra mile ’ where accused are facing serious charges,
to encourage them to opt for legal representation rather to defend
themselves. ”
[160]
In my view a magistrate is obliged even
during pre-trial proceedings to adequately inform an accused person
of his entitlement to “the free legal representation system”
in order to eliminate any misunderstanding.
[161]
The accused’s highest academic
qualification at the time of his arrest was that he reached Grade 10.
It is not clear from the record what his occupation was at that stage
but that the accused faced very serious charges inter alia of high
treason and murder is common cause.
[162]
It is recognized that the entitlement to
legal aid in Namibia is not founded in the provisions of the
Constitution, like in South Africa. It is founded in the provisions
of the Legal Aid Act 29 of 1990 and in particular section 10(2) which
reads follows:
“Any person charged with an offence may
apply to the Director for Legal Aid and if the Director is of the
opinion that
(a)
having regard to all the circumstances
of the case, it is in the interest of justice that such person should
be legally represented; and
(b)
such person has insufficient means to
enable him or her to engage a practitioner to represent him or her,
the Director may grant legal aid to such person. ”
[163]
In S v Sikhipha 2006 (2) SACR 439 SCA at
443f - gLewis JA said the following regarding the court’s duty
when explaining the rights of an accused person:
“It is not desirable for the trial court
of such cases merely to apprise an accused of his rights and to
record this in notes; the court should at the outset of the trial,
ensure that the accused is fully informed of his rights and that he
understands them, and should encourage the accused to appoint a legal
representative, explaining that legal aid is available to an indigent
accused. ”
[164]
The consequences of failure by a
judicial officer in informing an unrepresented accused person that he
is entitled to legal aid is a fatal irregularity incapable of being
condoned or cured in subsequent proceedings.
(See S v Tobias Nahenda (supra); S v Owies
(supra).
[165]
In the result my ruling is that exhibit
EKM is inadmissible.
Chris Sitale Mushe
[166]
The objection against the admissibility
of his statement (admission) was that prior to the making of the
statement the accused was threatened to give a statement which had
been provided to him by the police. He was threatened that he would
be shot and killed should he fail to give a statement. In addition
his constitutional rights had not been explained to him neither was
he warned according to Judges Rules.
[167]
The evidence on behalf of the State was
that the accused had been arrested on a charge of theft of stock on
10 December 1999 at his village. He was locked up in the police cells
in Katima Mulilo where he was on
12 December 1999 confronted by officer Simasiku about his involvement
in the attack on Katima Mulilo on 2 August 1999. His warning
statement (exhibit EKS) was obtained on 14 December 1999 and he
appeared in court on
16 December 1999. He was transferred to Grootfontein on 6 April 2000.
He gave a statement (Exhibit EKN) to the magistrate in Grootfontein
on 17 July 2000. The police officers denied assaulting, threatening
or intimidating him to give a statement. The accused testified that
at the time of his arrest he had never attended any school.
[168]
The accused had in both his warning
statement and in the statement to the magistrate been informed of his
right to legal representation. He had not been informed of his
entitlement to legal aid. The accused claimed to have been assaulted
by various police officers, including officer Simasiku, which
assaults resulted in him giving statements to Simasiku and the
magistrate.
[169]
During the preliminary questions by the
magistrate the accused person stated that he had not been assaulted
or threatened with assault to persuade him to give a statement.
[170]
When asked by the magistrate whether he
had any injuries he stated that he had none but added that he was
injured at the time of his arrest when he was hit with a fire-arm by
the police. The magistrate observed an old scar on his chest.
[171]
It was submitted by the State that the
pro-forma used by the magistrate should be looked at as a whole with
all the warnings, questions and answers and that one should not
selectively pick on certain questions and answers and conclude that
requirements have not been complied with. This may be partially
correct, however only one answer indicative of coercion may raise the
suspicion that the statement is not made freely and voluntarily and
such an allegation of assault, threats or promises must be
investigated by the magistrate before taking down the statement of
such accused person. Why was the magistrate not interested to know
how he was injured at the time of his arrest or why he had been
assaulted with a fire-arm by the police ? Further questioning along
these lines could have revealed that the accused was brought to a
confessing state of mind or it could have revealed that the injuries
referred to by the accused person in no way influenced the accused to
make a statement to the magistrate.
[172]
As indicated (supra) the magistrate is
not required to cross-examine a declarant. What is required is
further questioning to clarify ambivalent answers or to explain
certain replies for it is the magistrate who must be satisfied that a
statement is given freely and voluntarily.
[173]
In my view having regard to the
allegation of assault and the allegation that he had been injured
during his arrest, the magistrate in the absence of any further
enquiry, could not have been satisfied that the statement was being
given freely and voluntarily.
[174]
Regarding the duty of the magistrate to
inform an accused person of the entitlement to legal aid and the
failure to do so, I wish to refer to the authorities discussed
(supra).
[175]
In my view, for the reasons mentioned,
Exhibit EKN is inadmissible.
John Tibiso Masake
[176]
The objection to the production of the
alleged confession was it was not made freely and voluntarily, but
that the accused was tortured by members of the Namibian Police which
torture and threats resulted in the accused person presenting a story
to the magistrate which originated from the police. He stated that he
was informed by an officer (the late Chizabulyo) that he did not need
a lawyer since he was going to be used as a witness.
[177]
The evidence presented by the State was
that the accused was arrested during the first week in January 2001
in Katima Mulilo. On the 5th
of January 2001 Sergeant Evans Simasiku obtained a warning statement
(Exhibit EJH) from the accused person. On 16 January 2001 he was
taken to the magistrate in Katima Mulilo who recorded a statement
(Exhibit EJJ) of the accused. On 22 January 2001 he pleaded in terms
of the provisions of section 119 of Act 51 of 1977 in the
Grootfontein magistrate’s court (prescribed over by a different
magistrate than the one who took down his statement in Katima
Mulilo).
[178]
The magistrate who took down the
confession of the accused informed him of his right to legal
representation of his choice but did not inform him that he is
entitled to apply for legal aid.
[179]
During cross-examination of the
magistrate who recorded the confession, she was asked having regard
to the fact that the accused person was an uneducated person, and
that he faces serious charges whether she was not obliged to advise
the accused person to obtain legal representation before continuing
with the confession. The magistrate stated that she is not a legal
advisor but assisted the accused by telling him that he needs legal
representation before giving a confession.
[180]
It is a matter of semantics whether a
magistrate is bound to advise or assist an undefended accused person,
what is of importance is that she has a duty particularly where an
unrepresented and uneducated person appears before her to inform the
accused person to obtain legal representation specially in the light
of the very serious charges the accused is facing.
[181]
I have (supra) referred to relevant
authorities concerning the duty to inform an accused person of his
right to legal representation and the consequences of such failure to
inform an uneducated and unrepresented person of his or her
entitlement to legal aid.
[182]
In this particular instance the failure
of the magistrate to inform the accused person amounts to a fatal
irregularity.
[183]
The fact that the rights of an accused
person had been explained more than once (i.e. in the warning
statement and the confession) cannot be of any assistance where both
explanations were fatally defective.
[184]
It was submitted by the State that the
Court should have regard to the section 119 proceedings in the
Grootfontein Magistrate’s Court on 22 January 2001. In terms of
his explanation the accused admitted in court that he committed high
treason. During these proceedings the accused at some stage indicated
to the court that he needed legal aid. The magistrate asked the
accused whether he would like to plead to the charge and thereafter
apply for legal aid to which the accused person agreed. This in my
view is an irregularity committed by the magistrate. The accused
should first have been given the opportunity to apply for legal aid
before any charge was put to him.
[185]
I am furthermore unable to see how what
was said in court proceedings four days after the recording of the
confession may have had any bearing on the issue of voluntariness. It
can further not be argued that the accused person had been aware of
his entitlement to legal aid where he had been informed of such
entitlement after he had given a statement to the magistrate.
[186]
Where an accused person’s right to
legal representation has not adequately been explained to him he
would not have been in a position to make an informed decision
whether or not he would be better off without legal representation.
[187]
My ruling regarding exhibit EJJ is that
for the reasons mentioned it is inadmissible.
[188]
As I have indicated (supra) where there
are allegations that an accused has been forced to give a statement
to the police the important question is to what extent did such force
influence his presence before a magistrate.
[189]
This was aptly stated in S Mpetha
and Others (2) 1983 (1) 576 CPD at 593 H with reference to an article
by AP Paizes in the South African Journal of Criminal Law and
Criminology vol. 5 No 2 (July 1981) at 133:
“The proceedings at the ‘mansion ’
(the Court) cannot be divorced from the procedure in the ‘gate
house ’ (the police station) and the Judge should take care to
ensure that the confession presented in the ‘mansion ’
was not improperly obtained in the ‘gate house ’. ”
[190]
In my view a magistrate who is requested
to take a statement from an accused person, especially where such
accused person faces serious charges, has the same obligation.
[191]
I agree with Williamson J where in
Mpetha supra at 585 D he said:
“An improper influence which is trivial
must be ignored; so also an improper influence, which through not
trivial in itself, is shown in fact not to have had any meaningful
influence on the will of the confessor”.
[192]
The question put differently that should
have been determined by the magistrate, in those instances where
there were allegations of assaults, threats or other undue influence
was, whether those factors had dissipated by the time the statement
was made?
[193]
The answer to the aforementioned
question could only have been obtained if the magistrate had made the
required investigations.
[194]
It must be borne in mind that the
investigating officers have from the arrest of the accused persons at
least until they appeared before the respective magistrate’s
and thereafter, easy access to the accused persons, and that what was
said many years ago in R v Barlin 1926 AD is still applicable today
in the determination of the question of voluntariness. At 465-466 in
Barlin the learned Chief Justice said:
“A police officer who has charged or
arrested an accused person, or who has him in his custody, occupies
in regard to that person a very special position of authority - one
which may in itself strongly affect a weak or ignorant man”
and furthermore:
“For though a police officer should be
unhampered in the prosecution of enquiries while investigating a
crime it is not desirable that he should question those whom he had
definitely decided to arrest or has arrested. The right of
interrogation at that stage is apt to be abused, and questions are
likely to be put, not to investigate the offence, but to manufacture
evidence against the person whom it has been decided to charge”.
[195]
It is common cause that some accused
person had, months after they had been deposed to warning statement,
been approached by investigating officers in Grootfontein prison,
with the view to get the accused person to make statements before
magistrates.
[196]
A number of undefended accused persons
earlier during the trial refused to attend the court proceedings
until such time as the State has closed its case and were absent when
the court received statements allegedly made by them to different
magistrates.
[197]
It was submitted on behalf of the State
that no prejudice would follow should the court at this stage come to
a decision regarding the admissibility of those statements. It was
submitted that since a ruling in a trial-within-a-trial is
interlocutory, no prejudice would follow since the accused persons
will again attend the court proceedings. It was submitted that since
there was no evidence to gainsay the evidence presented by the State
that the statements of the undefended accused persons must be
accepted as admissible evidence against them.
[198]
It would be an incorrect approach to
admit the statements automatically merely because the State’s
case is unopposed. It is necessary, in my view, to look at each
statement in order to determine whether the admissibility
requirements have been proved by the State beyond reasonable doubt.
[199]
In Mofokeng (supra) it was stated that a
court which has found an accused person to be an unsatisfactory
witness is not relieved of the duty of weighing up the evidence as a
whole in order to decide whether the prerequisites of admissibility
have been proved beyond reasonable doubt. This is equally applicable
in cases where the accused persons have not challenged the State’s
case.
[200]
If during a trial, and at the close of
State’s case, there is found to be no prima facie case against
the accused, it is not necessary for an accused person to testify at
all, and such an accused person may be discharged at the close of
State’s case. It is in my view necessary to decide whether the
State has prima facie (complied with) the admissibility requirements
in respect of statements to magistrates before considering the
consequences of the failure of the accused persons to challenge the
evidence presented on behalf of the State.
[201]
I shall therefore consider the contents
of the various statements in order to decide the question of
admissibility.
[202]
Ndala Saviour Tutalife appeared before
the magistrate in Grootfontein on 18 November 1999. His right to
legal representation was explained. He replied that he needed no
representation but would need such representation during the trial.
He was not informed that he may apply for legal aid. He informed the
magistrate that he sustained injuries at the stage he was in Katima
Mulilo and that the injuries were sustained “by a sjambok”.
The magistrate observed a
vague line on his back. He further informed the
magistrate that he voluntarily gave a statement to the police on 14
November 1999 in the district of Gobabis and that he wished to repeat
the statement because “it is the truth and I feel it will carry
more weight done before a magistrate ”. The magistrate during
her testimony stated that she observed a vague line, 25 cm in length
on his back.
[203]
The magistrate did no further
investigation in the sense of questioning the accused why he had been
assaulted with a sjambok.
[204]
Postrick Mario Mwinga appeared before a
magistrate on 12 November 1999 in Tsumeb. His right to legal
representation was explained. He stated that he did not want to
obtain legal representation at that stage. He stated that he has not
been threatened or assaulted to make a statement and further stated
that he was free of injuries.
[205]
He informed the magistrate that he had
previously given a statement to Sgt. Popyeinawa. When asked when and
under what circumstances he stated:
“Warrant Officer Bobby from Katima Mulilo
police told me that I must make a statement to them. I was taken to
Popyeinawa. ”
Asked why he wished to repeat the statement he
said:
“Sgt. Popyeinawa come to my cells before
lunch today and said I must give a statement before a magistrate and
I said I am willing to do so. ”
[206]
He was not informed that he may apply
for legal aid.
[207]
The magistrate did not investigate the
circumstances under which he was told to make a statement, why he was
told to make a statement and why it was necessary to repeat such a
statement to a magistrate.
[208]
Joseph Kamwi Simawhewhe appeared on 15
September 1999 before a magistrate in Grootfontein. His right to
legal representation was explained and he elected “to make a
statement without the assistance of a legal representative”. He
informed the magistrate that he had sustained injuries. To the
question how he sustained these injuries the following appears:
“Scar/cut - head on the left eyebrow -
mark on right side of head below the ear - scars counted ± 20
marks on the back, can see the scar/cut above left eye, marks on the
back - about 8 times beaten with sjambok, with branches. ”
[209]
He informed the magistrate that he had
previously given a statement to a soldier on 24 August 1999 in a
military camp and his reply to the question why he wanted to repeat
the statement was:
“Maybe you want to hear it. I want to
tell you in short. ”
[210]
To the question what was the date of the
commission of the alleged offence in connection with which he wanted
to give a statement he replied:
“I did not commit a crime during 1999. ”
[211]
He was not informed that he may apply
for legal aid. The magistrate, in spite of the extensive visible
injuries failed to make any further investigation.
[212]
Sylvester Lusiku Ngalaule appeared on 15
September 1999 before a magistrate in Grootfontein. His right to
legal representation was explained. He replied that he wanted to give
his own statement and that he understood his rights. He informed the
magistrate that he had been arrested on 2 August 1999. He informed
the magistrate that he was beaten with a sjambok on his back and that
he was hit with the butt of a rifle on his head. The observation by
the magistrate was as follows:
“Shows many scars and marks on the back
and a knob on the back of the head. ”
[213]
He informed the magistrate that he had
previously given a statement in a military base on 24 August 1999 and
that he wished to repeat his own statement to the magistrate.
[214]
The magistrate again in spite of the
extensive visible injuries failed to pose any further questions in
order to satisfy him that the accused has not been assaulted in order
to give a statement to the magistrate. The magistrate did not explain
to the accused that he may apply for legal aid.
[215]
Charles Mukena Samboma appeared before a
magistrate on 31 March 2001 in Katima Mulilo. His right to legal
representation had been explained to him. He chose not to make use of
the services of a legal representative. He was not informed that he
may apply for legal aid. He informed the magistrate that he was free
from injuries and that he had not been assaulted or threatened to
give a statement to the magistrate. He informed the magistrate that
he had previously given a statement to Sergeant Simasiku when he was
arrested and had handed himself over “to the State”. He
further informed the magistrate that he wished to repeat the
statement because he wanted to show the Government that he was sorry.
[216]
George Masialeti Liseho appeared before
a magistrate on 3 May 2000 in Grootfontein. He was informed of his
right to legal representation to which he replied:
“No. I want to give my confession now.
However I will later apply for legal aid. ”
[217]
He informed the magistrate that he had
not been assaulted to give a statement. He further informed the
magistrate that he had previously given a statement to the police
during March and that he had not been harmed at that stage; that he
wished to repeat the statement because he wanted to tell the truth
instead of lies.
It is not clear whether the magistrate informed
the accused that he may apply for legal aid (no provision for such a
question was made on the pro forma) or whether the accused himself
had known at that stage that he is entitled to apply for legal aid.
It makes in any event no difference. I have
perused the content of the statement and in my view the statement
amounts to neither a confession nor an admission. It is an
exculpatory statement. It is further trite law that an admission or a
confession may only be used against the maker of such a statement.
The State is therefore precluded from using the statement against any
of the persons whose names appear in that statement.
I therefore need not make any finding in
respect of this statement (Exhibit EHU).
[218]
Davis Chioma Maziu appeared before a
magistrate on 3 May 2000 in Grootfontein. He was informed of his
right to legal representation and replied as follows:
“I would like to state my statement
before I engage a lawyer. ”
[219]
He informed the magistrate that he had
not been assaulted to give a statement, that he had previously given
a statement to the police
on
14 April 2000 which statement had been concluded on 16 April 2000,
that he was not forced to give a statement, and that he wished to
repeat the statement because he wanted to show “remorse to the
Government.”
[220]
No question was asked by the magistrate
(in respect of something which was quite unusual in my view) as to
why the statement to police was given over a period of two days.
The accused person was not informed that he may
apply for legal aid.
[221]
Francis Buitiko Pangalo appeared before
the magistrate on 4 May 2000 in Grootfontein. His right to legal
representation was explained and he elected not to be assisted by a
legal representative. He was not informed that he may apply for legal
aid. He stated that he had not been assaulted, that he previously on
16 April 2000 had given a statement to members of the police force,
in a good atmosphere, and that he wanted to repeat that statement
because he wanted to tell the truth.
[222]
Roster Mushe Lukato appeared before a
magistrate on 5 May 2000 in Grootfontein. His right to legal
representation was explained to him and he wished for no legal
representation. He informed the magistrate that he was not assaulted
to make a statement, that he previously gave a statement on
16 April 2000 to a police officer, in a good atmosphere, and that he
wished to repeat that statement because he wanted the “law
officer” to hear what he was saying.
[223]
Why the accused person regarded the
magistrate as a “law officer” does not appear from the
statement. This is a point that the magistrate could have clarified
despite the fact that it appears from the statement that the accused
has been informed that he was in the presence of a magistrate who has
no connection with the police investigation.
He was not informed of his entitlement to legal
aid.
[224]
Kisco Twaimango Sakusheka gave his
statement to the magistrate in Grootfontein on 5 May 2000. He was
informed of his right to legal representation and elected not to be
legally represented. He was not informed of his entitlement to legal
aid. He informed the magistrate that he had not been assaulted or
threatened to make a statement. In respect of the issue the
magistrate observed an old cut on his right ear and recorded as
follows:
“He told me that he had a sore when he
was a baby and the sore caused that cut. ”
[225]
He further informed the magistrate that
he had previously given a statement to the police, freely, on 16
April 2000 and that he wanted to repeat it “to tell the truth
to the magistrate”.
[226]
Frederick Kabodontwa Luthehezi appeared
before a magistrate on 4 May 2000 in Grootfontein. His right to legal
representation was explained and he elected to have no legal
representation since he wanted to confess. It was not explained that
he may apply for legal aid. He informed the magistrate that he had
not been assaulted to make a confession, that he had previously on 15
April 2000 given a statement to a police officer, that he gave the
statement to the officer freely and voluntarily and that he wished to
repeat the statement in order to give his true testimony.
[227]
Andreas Puo Mulupu appeared before a
magistrate on 19 July 2000 in Grootfontein. He was informed of his
right to legal representation and he informed the magistrate that he
wanted to give his statement “without the assistance of a
lawyer”. He informed the magistrate that he was not assaulted
to give a statement to the magistrate, that he had been stabbed on
his legs with the bayonet of a rifle, in Zambia by Zambian soldiers,
that he had previously given a statement to a police officer (Sgt.
Chizabulyo) on 23 December 1999, freely and voluntarily, and he
wished to repeat it because he would like to confess before the
magistrate what he had done.
He was not informed that he may apply for legal
did.
[228]
Ziezo Austin Lemuha appeared before a
magistrate on 15 August 2001 in Windhoek. He was informed of his
right to legal representation. He opted not to be represented. He was
not informed that he may apply for legal aid. He informed the
magistrate that he had not been assaulted to give a statement to the
magistrate, that he had previously given a statement to a police
officer on 14 August 2001. His reply to the question why he wished to
repeat the statement was: “No”.
The magistrate proceeded to state that the
accused “freely and voluntarily desires to make a statement”
contrary to the reply recorded by the magistrate.
The magistrate should not have continued with
the taking down of a statement in violation of the constitutional
right of the accused not to incriminate himself.
[229]
For this reason alone the statement
should be disallowed. The statement (Exhibit EJB), is ruled to be
inadmissible.
[230]
If one has regard to the information
contained in some of the statements regarding allegations of coercion
and the failure of the respective magistrates to make the necessary
further enquiries then these statements referred to fall within the
compass of the authorities referred to (supra) dealing with the
consequences of failures by magistrates to investigate allegations of
coercion and the failure to clarify ambivalent statements.
[231]
Similarly in respect of all the
statements of the undefended persons there is no evidence (save the
one referred to) that the accused persons had been informed of their
entitlement to apply for legal aid. I have (supra) discussed this
failure and the consequences of such failure, namely that it is
tantamount to a violation of the fundamental right to legal
representation.
[232]
There is no evidence that any one of the
undefended accused persons was a person who ought to have known that
he was entitled to assistance in the form of legal representation, at
State expense.
[233]
These failures referred to in paragraphs
230 and 231 either singularly or in combination (where applicable)
violate the right of the accused person to fair pre-trial procedures.
[234]
I need to comment on the approach of
some of the magistrates which to a large extent explains the failures
referred to in paragraph 230 and 231. All four magistrates who
testified strictly adhered to the questions raised in the pro forma
document.
[235]
In respect of those statements in
respect of which the accused persons had informed the magistrate that
he had been assaulted or forced by the police to give a statement
(warning) one approach by a magistrate was that she assumed because
of the long time lapse (approximately seven months) between the
alleged assault by the police and the appearance of the accused
before her for his “confession”, that the assaults
referred to in no way influenced the voluntariness of his statement.
[236]
Another approach was the fact that an
accused person indicated that he had previously made a statement to
the police and had been assaulted or forced to do so was not
considered to be her “problem ” What was important to
this magistrate was that the statement recorded by her was given
freely and voluntarily. It was not deemed necessary to make an
enquiry into the circumstances under which the assault was allegedly
perpetrated and why it was necessary to repeat such statement.
[237]
A further approach was if an accused
person had given, in reply to the question whether he had been
assaulted, a negative answer, that would be the determinant indicator
of voluntariness, irrespective of the fact that the accused
subsequently informed the magistrate that he had been assaulted by
the police to give a statement. A reply which flew in the face of a
previous reply need also not be clarified according to this
magistrate.
[238]
One of the magistrates, though,
testified that where an accused person informs her that he has been
assaulted by the police to give a statement she would not have taken
down any statement. Incidentally all four accused persons who
appeared before this magistrate informed her that they had not been
assaulted, threatened and neither had promises been made to them to
make their statements to the police, statements which they intended
to repeat before her.
[239]
One of the magistrates had during
cross-examination on the issue of legal representation, without being
prompted in this regard, mentioned that the issue of statutory legal
aid did not appear in the pro forma document she was required to
complete. This in my view is an indicator that she must have been
aware that an accused person is entitled to apply for legal aid.
[240]
Three magistrates who took down
statements (Exhibits EHP, EHR and EJB) did not testify.
[241]
If one has regard to the approaches
referred to, it explains why no further enquiries were made in
appropriate instances and why accused persons had not been informed
of their entitlement to legal aid.
[242]
It is needless to state that these
approaches are not conducive to fair pre-trial procedures which in
turn maybe a catalyst for the violation of the fundamental right of
an accused person to a fair trial.
[243]
In the result all the statements handed
in as exhibits are declared to be inadmissible as evidence against
the accused persons in the main trial.
HOFF, J
ON BEHALF OF THE STATE:
(TRIAL(S)-WITHIN-A-TRIAL - CONFESSIONS)
Instructed
by:
OFFICE OF THE PROSECUTOR-GENERAL
ON
BEHALF OF THE
DEFENCE:
MR SAMUKANGE
MR KRUGER MR NEVES MR KACHAKA MR McNALLY
DIRECTORATE OF LEGAL AID